REDUNDANT-EVENTS

allowing a name to be introduced ``twice''

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Sometimes an event will announce that it is ``redundant''. When this happens, no change to the logical world has occurred. This happens when the logical name being defined is already defined and has exactly the same definition, from the logical point of view. This feature permits two independent books, each of which defines some name, to be included sequentially provided they use exactly the same definition.

When are two logical-name definitions considered exactly the same? It depends upon the kind of name being defined.

A deflabel event is never redundant. This means that if you have a deflabel in a book and that book has been included (without error), then references to that label denote the point in history at which the book introduced the label. See the note about shifting logical names, below.

A defun or mutual-recursion (or defuns) event is redundant if for each function to be introduced, there has already been introduced a function with the same name, the same formals, and syntactically identical guard, type declarations, and body (before macroexpansion).

A verify-guards event is redundant if the function has already had its guards verified.

A defaxiom or defthm event is redundant if there is already an axiom or theorem of the given name and both the formula (after macroexpansion) and the rule-classes are syntactically identical. Note that a defaxiom can make a subsequent defthm redundant, and a defthm can make a subsequent defaxiom redundant as well.

A defconst is redundant if the name has been defined to have the same value.

A defmacro is redundant if there is already a macro defined with the same name and syntactically identical arguments, guard, and body.

A defpkg is redundant if a package of the same name with exactly the same imports has been defined.

A deftheory is never redundant. The ``natural'' notion of equivalent deftheorys is that the names and values of the two theory expressions are the same. But since most theory expressions are sensitive to the context in which they occur, it seems unlikely to us that two deftheorys coming from two sequentially included books will ever have the same values. So we prohibit redundant theory definitions. If you try to define the same theory name twice, you will get a ``name in use'' error.

An in-theory event is never redundant because it doesn't define any name.

Table and defdoc events are never redundant because they don't define any name.

An encapsulate event is redundant if and only if a syntactically identical encapsulate has already been executed under the same default-defun-mode.

An include-book is redundant if the book has already been included.

Note About Shifting Logical Names:

Suppose a book defines a function fn and later uses fn as a logical name in a theory expression. Consider the value of that theory expression in two different sessions. In session A, the book is included in a world in which fn is not already defined, i.e., in a world in which the book's definition of fn is not redundant. In session B, the book is included in a world in which fn is already identically defined. In session B, the book's definition of fn is redundant. When fn is used as a logical name in a theory expression, it denotes the point in history at which fn was introduced. Observe that those points are different in the two sessions. Hence, it is likely that theory expressions involving fn will have different values in session A than in session B.

This may adversely affect the user of your book. For example, suppose your book creates a theory via deftheory that is advertised just to contain the names generated by the book. But suppose you compute the theory as the very last event in the book using:

(set-difference-theories (universal-theory :here) 
                         (universal-theory fn))
where fn is the very first event in the book and happens to be a defun event. This expression returns the advertised set if fn is not already defined when the book is included. But if fn were previously (identically) defined, the theory is larger than advertised.

The moral of this is simple: when building books that other people will use, it is best to describe your theories in terms of logical names that will not shift around when the books are included. The best such names are those created by deflabel.

SAVING-AND-RESTORING

saving and restoring your logical state

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Examples:
ACL2 !>:Q
>(make-lib "file")
...
>(note-lib "file")
>(LP)
ACL2 !>

To save the current ACL2 logical world to a file, exit ACL2 with :q and invoke (make-lib "file") in Common Lisp. This creates a file "file.lib" and a file "file.lisp". The latter will be compiled. It generally takes half an hour to save an ACL2 logical world and creates a 20Mb file. All things considered it is probably better to just save your core image.

To restore such a saved ACL2 world, invoke (note-lib "file") from Common Lisp, and then enter ACL2 with (lp). We do not save the io system, the stacks, or the global table, hence bindings of your globals will not be restored.

This save/restore mechanism is a temporary expedient. We know of faster mechanisms, mechanisms that consume less disk space, and mechanisms that provide more functionality. We don't know of good compromises between these various desirable features.

SIGNATURE

how to specify the arity of a constrained function

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Examples:
(hd (x) t)
(printer (x state) (mv t t state))
(printer (x state) (mv er-flg val state))

General Form: (fn formals result)

where fn is the constrained function symbol, formals is a suitable list of formal parameters for it, and result is either a symbol denoting that the function returns one result (which is a state object or not depending on whether the symbol is state) or else result is an mv expression, (mv s1 ... sn), where n>1, each si is a symbol, and at most one of the si is the symbol state. The latter form of result indicates that the function returns n results and indicates which of them (if any) is a state object. The non-state si are just place holders and may all be identical, e.g., t, though we often use symbols that suggest the type of the corresponding value. It is illegal for state to be used in result if state does not appear in formals.

SIMPLE

:definition and :rewrite rules used in preprocessing

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Example of simple rewrite rule:
(equal (car (cons x y)) x)

Examples of simple definition: (defun file-clock-p (x) (integerp x)) (defun naturalp (x) (and (integerp x) (>= x 0)))

The theorem prover output sometimes refers to ``simple'' definitions and rewrite rules. These rules can be used by the preprocessor, which is one of the theorem prover's ``processes'' understood by the :do-not hint; see hints.

The preprocessor expands certain definitions and uses certain rewrite rules that it considers to be ``fast''. There are two ways to qualify as fast. One is to be an ``abbreviation'', where a rewrite rule with no hypotheses or loop stopper is an ``abbreviation'' if the right side contains no more variable occurrences than the left side, and the right side does not call the functions if, not or implies. Definitions and rewrite rules can both be abbreviations; the criterion for definitions is similar, except that the definition must not be recursive. The other way to qualify applies only to a non-recursive definition, and applies when its body is a disjunction or conjunction, according to a perhaps subtle criterion that is intended to avoid case splits.

SPECIOUS-SIMPLIFICATION

nonproductive proof steps

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Occasionally the ACL2 theorem prover reports that the current goal simplifies to itself or to a set including itself. Such simplifications are said to be ``specious'' and are ignored in the sense that the theorem prover acts as though no simplification were possible and tries the next available proof technique. Specious simplifications are almost always caused by forcing.

The simplification of a formula proceeds primarily by the local application of :rewrite, :type-prescription, and other rules to its various subterms. If no rewrite rules apply, the formula cannot be simplified and is passed to the next ACL2 proof technique, which is generally the elimination of destructors. The experienced ACL2 user pays special attention to such ``maximally simplified'' formulas; the presence of unexpected terms in them indicates the need for additional rules or the presence of some conflict that prevents existing rules from working harmoniously together.

However, consider the following interesting possibility: local rewrite rules apply but, when applied, reproduce the goal as one of its own subgoals. How can rewrite rules apply and reproduce the goal? Of course, one way is for one rule application to undo the effect of another, as when commutativity is applied twice in succession to the same term. Another kind of example is when rules conflict and undermine each other. For example, under suitable hypotheses, (length x) might be rewritten to (+ 1 (length (cdr x))) by the :definition of length and then a :rewrite rule might be used to ``fold'' that back to (length x). Generally speaking the presence of such ``looping'' rewrite rules causes ACL2's simplifier either to stop gracefully because of heuristics such as that described in the documentation for loop-stopper or to cause a stack overflow because of indefinite recursion.

A more insidious kind of loop can be imagined: two rewrites in different parts of the formula undo each other's effects ``at a distance,'' that is, without ever being applied to one another's output. For example, perhaps the first hypothesis of the formula is simplified to the second, but then the second is simplified to the first, so that the end result is a formula propositionally equivalent to the original one but with the two hypotheses commuted. This is thought to be impossible unless forcing occurs, but if forcing is exploited (see force) it can be made to happen relatively easily.

Here is a simple example. Declare foo to be a function of one argument returning one result:

(defstub foo (x) t)
Add the following :type-prescription rule about foo:
(defaxiom forcer
 (implies (force (not (true-listp x)))
          (equal (foo x) t))
 :rule-classes :type-prescription)
Note that we could define a foo with this property; defstub and defaxiom are only used here to get to the gist of the problem immediately. Consider the proof attempt for the following formula.
(thm (implies (and (consp x)              ; hyp 1
                   (true-listp (cdr x))   ; hyp 2
                   (true-listp x))        ; hyp 3
              (foo x)))                   ; concl
When we simplify this goal, hyp 1 cannot be simplified. Hyp 2 simplifies to t, because x is known to be a non-nil true list so its cdr is a true list by type reasoning; because true hypotheses are dropped, hyp 2 simply disappears. Hyp 3 simplifies to (true-listp (cdr x)) by opening up the :definition of true-listp. Note that hyp 3 has simplified to the old hyp 2. So at this point, the ``current (intermediate) goal'' is
(implies (and (consp x)                   ; rewritten hyp 1
              (true-listp (cdr x)))       ; rewritten hyp 3
         (foo x))                         ; unrewritten concl
and we are working on (foo x). But the :type-prescription rule above tells us that (foo x) is t if the hypothesis of the rule is true. Thus, in the case that the hypothesis of the rule is true, we are done. It remains to prove the current intermediate goal under the assumption that the hypothesis of the rule is false. This is done by adding the negation of the :type-prescription rule's hypothesis to the current intermediate goal. This is what force does in this situation. The negation of the hypothesis is (true-listp x). Adding it to the current goal produces the subgoal
(implies (and (consp x)                   ; rewritten hyp 1
              (true-listp (cdr x))        ; rewritten hyp 3
              (true-listp x))             ; FORCEd hyp
         (foo x)).                        ; unrewritten concl
Observe that this is just our original goal. Despite all the rewriting, no progress was made! In more common cases, the original goal may simplify to a set of subgoals, one of which includes the original goal.

If ACL2 were to adopt the new set of subgoals, it would loop indefinitely. Therefore, it checks whether the input goal is a member of the output subgoals. If so, it announces that the simplification is ``specious'' and pretends that no simplification occurred.

``Maximally simplified'' formulas that produce specious simplifications are maximally simplified in a very technical sense: were ACL2 to apply every applicable rule to them, no progress would be made. Since ACL2 can only apply every applicable rule, it cannot make further progress with the formula. But the informed user can perhaps identify some rule that should not be applied and make it inapplicable by disabling it, allowing the simplifier to apply all the others and thus make progress.

When specious simplifications are a problem it might be helpful to disable all forcing and resubmit the formula to observe whether forcing is involved in the loop or not. See force. The commands

ACL2 !>:disable-forcing
and
ACL2 !>:enable-forcing
disable and enable forcing. If the loop is broken when forcing is disabled, then it is very likely some forced hypothesis of some rule is ``undoing'' a prior simplification. The most common cause of this is when we force a hypothesis that is actually false but whose falsity is somehow temporarily hidden (more below). To find the offending rule, compare the specious simplification with its non-specious counterpart and look for rules that were speciously applied that are not applied in the non-specious case. Most likely you will find at least one such rule and it will have a forced hypothesis. By disabling that rule, at least for the subgoal in question, you may allow the simplifier to make progress on the subgoal.

To illustrate what we mean by the claim that specious simplifications often arise because the system forces a false hypothesis, reconsider the example above. At the time we used the :type-prescription rule, the known assumptions were (consp x) and (true-listp (cdr x)). Observe that this tells us that x is a true list. But the hypothesis forced to be true was (not (true-listp x)). Why was the falsity of this hypothesis missed? The most immediate reason is that the encoding of the two assumptions above does not produce a context (``type-alist'') in which x is recorded to be a true-list. When we look up (not (true-listp x)) in that context, we are not told that it is false. More broadly, the problem stems from the fact that when we force a hypothesis we do not bring to bear on it all of the resources of the theorem prover. Thus it could be -- as here -- that the hypothesis could be proved false in the current context but is not obviously so. No matter how sophisticated we made the forcing mechanism, the unavoidable incompleteness of the theorem prover would still permit the occasional specious simplification. While that does not excuse us from trying to avoid specious simplifications when we can -- and we may well strengthen the type mechanism to deal with the problem illustrated here -- specious simplifications will probably remain a problem deserving of the user's attention.

STATE

the von Neumannesque ACL2 state object

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The ACL2 state object is used extensively in programming the ACL2 system, and has been used in other ACL2 programs as well. However, most users, especially those interested in specification and verification (as opposed to programming per se), need not be aware of the role of the state object in ACL2, and will not write functions that use it explicitly. We say more about this point at the end of this documentation topic.

The global table is perhaps the most visible portion of the state object. Using the interface functions @ and assign, a user will bind global variables to the results of function evaluations (much as an Nqthm user exploits the Nqthm utility r-loop). See @ and see assign.

ACL2 supports several facilities of a truly von Neumannesque state machine character, including file io and global variables. Logically speaking, the state is a true list of the 14 components as described below. There is a ``current'' state object at the top-level of the ACL2 command loop. This object is understood to be the value of what would otherwise be the free variable state appearing in top-level input. When any command returns a state object as one of its values, that object becomes the new current state. But ACL2 provides von Neumann style speed for state operations by maintaining only one physical (as opposed to logical) state object. Operations on the state are in fact destructive. This implementation does not violate the applicative semantics because we enforce certain draconian syntactic rules regarding the use of state objects. For example, one cannot ``hold on'' to an old state, access the components of a state arbitrarily, or ``modify'' a state object without passing it on to subsequent state-sensitive functions.

Every routine that uses the state facilities (e.g. does io, or calls a routine that does io), must be passed a ``state object.'' And a routine must return a state object if the routine modifies the state in any way. Rigid syntactic rules governing the use of state objects are enforced by the function translate, through which all ACL2 user input first passes. State objects can only be ``held'' in the formal parameter state, never in any other formal parameter and never in any structure (excepting a multiple-values return list field which is always a state object). State objects can only be accessed with the primitives we specifically permit. Thus, for example, one cannot ask, in code to be executed, for the length of state or the car of state. In the statement and proof of theorems, there are no syntactic rules prohibiting arbitrary treatment of state objects.

Logically speaking, a state object is a true list whose members are as follows:

Open-input-channels, an alist with keys that are symbols in package "ACL2-INPUT-CHANNEL". The value (cdr) of each pair has the form ((:header type file-name open-time) . elements), where type is one of :character, :byte, or :object and elements is a list of things of the corresponding type, i.e. characters, integers of type (mod 255), or lisp objects in our theory. File-name is a string. Open-time is an integer. See io.

Open-output-channels, an alist with keys that are symbols in package "ACL2-OUTPUT-CHANNEL". The value of a pair has the form ((:header type file-name open-time) . current-contents). See io.

Global-table, an alist associating symbols (to be used as ``global variables'') with values. See @, and see assign.

T-stack, a list of arbitrary objects accessed and changed by the functions aref-t-stack and aset-t-stack.

32-bit-integer-stack, a list of arbitrary 32-bit-integers accessed and changed by the functions aref-32-bit-integer-stack and aset-32-bit-integer-stack.

Big-clock-entry, an integer, that is used logically to bound the amount of effort spent to evaluate a quoted form.

Idates, a list of dates and times, used to implement the function print-current-idate, which prints the date and time.

Run-times, a list of integers, used to implement the functions that let ACL2 report how much time was used, but inaccessible to the user.

File-clock, an integer that is increased on every file opening and closing and used to maintain the consistency of the io primitives.

Readable-files, an alist whose keys have the form (string type time), where string is a file name and time is an integer. The value associated with such a key is a list of characters, bytes, or objects, according to type. The time field is used in the following way: when it comes time to open a file for input, we will only look for a file of the specified name and type whose time field is that of file-clock. This permits us to have a ``probe-file'' aspect to open-file: one can ask for a file, find it does not exist, but come back later and find that it does now exist.

Written-files, an alist whose keys have the form (string type time1 time2), where string is a file name, type is one of :character, :byte or :object, and time1 and time2 are integers. Time1 and time2 correspond to the file-clock time at which the channel for the file was opened and closed. This field is write-only; the only operation that affects this field is close-output-channel, which conses a new entry on the front.

Read-files, a list of the form (string type time1 time2), where string is a file name and time1 and time2 were the times at which the file was opened for reading and closed. This field is write only.

Writeable-files, an alist whose keys have the form (string type time). To open a file for output, we require that the name, type, and time be on this list.

List-all-package-names-lst, a list of true-listps. Roughly speaking, the car of this list is the list of all package names known to this Common Lisp right now and the cdr of this list is the value of this state variable after you look at its car. The function, list-all-package-names, which takes the state as an argument, returns the car and cdrs the list (returning a new state too). This essentially gives ACL2 access to what is provided by CLTL's list-all-packages. Defpkg uses this feature to insure that the about-to-be-created package is new in this lisp. Thus, for example, in akcl it is impossible to create the package "COMPILER" with defpkg because it is on the list, while in Lucid that package name is not initially on the list.

We recommend avoiding the use of the state object when writing ACL2 code intended to be used as a formal model of some system, for several reasons. First, the state object is complicated and contains many components that are oriented toward implementation and are likely to be irrelevant to the model in question. Second, there is currently not much support for reasoning about ACL2 functions that manipulate the state object. Third, the documentation about state is not as complete as one might wish for serious programming that uses state.

If a user is building a model that includes a system state, it is better to represent that state explicitly in the model rather than use the ACL2 state object. ACL2 functions that manipulate association lists (for example, see assoc) can be used in place of @ and assign to access and update the state component of the model. As of this writing, the "books" directory of the ACL2 distribution contains a number of theorems already proved about such functions.

A consequence of this recommendation is that ACL2 constructs like pprogn and er-progn that depend on the state object will not appear in user-built models.

SUBVERSIVE-INDUCTIONS

why we restrict encapsulated recursive functions

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It is illegal for one of the functions introduced in the signature of an encapsulate event to be involved in the induction scheme suggested by a non-locally defined recursive function in that encapsulate. Such recursive functions can give rise to so-called ``subversive'' induction schemes in the sense that when used outside the encapsulate the scheme is unsound. Normally, the induction suggested by a function is justified by the termination proof for the recursion. But in the case of recursive functions defined within encapsulations, the termination proof is constructed in a context in which the functions are to be viewed as ``constrained.'' The termination proof might therefore take advantage of properties of the witnesses that are not exported from the encapsulate. Hence, crucial restrictions on the constrained functions may be lost. We give examples and advice below.

The following (illegal) event illustrates the problem posed by subversive inductions.

(encapsulate ((test (x) t) (d (x) t) (p (x) t))

(local (defun test (x) (consp x)))

(local (defun d (x) (declare (xargs :mode :logic)) (cdr x)))

(defun foo (x) (declare (xargs :mode :logic)) (if (test x) (foo (d x)) t))

(local (defun p (x) (declare (ignore x)) t))

(defthm base-case (implies (not (test x)) (p x)))

(defthm induction-step (implies (and (test x) (p (d x))) (p x))))

Consider just the first three events above: the local definitions of test and d and the non-local recursive function foo. Test and d will be constrained to have certain properties, but within the encapsulate they are locally witnessed by consp and cdr, respectively. Observe that foo recurses by stepping from x to (d x) when (test x) is true. This recursion terminates because of properties of the witnesses for test and d. These properties need not be exported from the encapsulation. But when foo is exported from the encapsulation, it suggests that it is permissible to recur/induct by stepping ``down'' to (d x) from x when (test x) is true. Since we do not constrain (d x) to be smaller than x when (test x) the induction suggestion by foo can be used to prove non-theorems. Because foo uses test and d in its recursion we say the induction suggested by foo is ``subversive'' outside the encapsulation and do not permit such a foo to be defined non-locally. That is, the attempt to submit the encapsulate event above will cause an error and complain about foo.

We give some advice below on how to carry out such encapsulations as might have been intended by that above. But first we show how an inconsistency can be deduced when the above encapsulate is permitted.

Note that the encapsulate introduced one other function symbol, p. Furthermore, the only constraints on test, d, and p are the last two theorems above. These theorems are the base case and induction step for a proof of (p x) based on the induction suggested by foo. We arrange for these theorems to be provable simply by defining p locally to be t.

Once outside the encapsulate we can prove (p x) by the spurious induction suggested by foo.

(defthm p-true (p x) :hints (("Goal" :induct (foo x))))
The proof is immediate given the two theorems exported from the encapsulate.

But then we can functionally instantiate p in the theorem above to be nil! We must, of course, satisfy the constraints on p, namely the two theorems about test, d, and p exported from the encapsulate. We can satisfy the constraints by choosing test to be always t.

(defthm subversion! nil
  :hints (("Goal" :use (:functional-instance p-true
                           (test (lambda (x) t))
                           (p (lambda (x) nil)))))
  :rule-classes nil)
This concludes our illustration of what can go wrong were we to permit recursive functions in encapsulations to use the constrained functions in their recursions. We now move on to our advice about how to achieve the (non-nefarious) ends intended by the disallowed encapsulations.

One often desires to define recursive functions such as foo, i.e., functions that use constrained functions in their recursion. However, one should not try to introduce such functions within the same encapsulation as the constrained functions. Instead, introduce the constrained functions, including among their constraints the measure theorems sufficient to justify the intended recursive uses, and define the recursive functions outside the encapsulation environment. Thus, the following pair of events achieves, perhaps, the intended effect of the original encapsulation:

(encapsulate ((test (x) t) (d (x) t))
  (local (defun test (x) (consp x)))
  (local (defun d (x) (declare (xargs :mode :logic)) (cdr x)))
  (defthm d-decreases
    (implies (test x) (< (acl2-count (d x)) (acl2-count x)))))

(defun foo (x) (if (test x) (foo (d x)) t))

Another alternative, depending on one's original intentions, is to include the definition of foo in the encapsulation but to make it local. This allows foo to be used in other local events of that encapsulation but does not export it and its subversive induction scheme.

Finally, it may be that foo is needed outside the encapsulation environment but the user does not intend for foo to suggest any induction schemes. If this is the case, one should include foo in the signature of the encapsulate (and so make its definition local) and prove a non-local :definition rule which states the recurrence equation for foo without requiring a termination argument. The :clique and :controller-alist fields for the :definition rule should be those for the recursive definition of foo. See definition.

Note that the functions introduced in the signature may not even occur ancestrally in the induction scheme suggested by a non-locally defined recursive function in the encapsulate. That is, they may not occur in definitions of, or constraints on, functions that occur in such induction schemes; and those functions may not occur in such induction schemes; and so on.

SYNTAX

the syntax of ACL2 is that of Common Lisp

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For the details of ACL2 syntax, see CLTL. For examples of ACL2 syntax, use :pe to print some of the ACL2 system code. For example:

:pe assoc-equal
:pe dumb-occur
:pe fn-var-count
:pe add-linear-variable-to-alist

There is no comprehensive description of the ACL2 syntax yet, except that found in CLTL. Also see term.

SYNTAXP

to attach a heuristic filter on a :rewrite rule

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Example:
Consider the :REWRITE rule created from

(IMPLIES (SYNTAXP (NOT (AND (CONSP X) (EQ (CAR X) 'NORM)))) (EQUAL (LXD X) (LXD (NORM X)))).

The syntaxp hypothesis in this rule will allow the rule to be applied to (lxd (trn a b)) but will not allow it to be applied to (lxd (norm a)).

General Form:
(SYNTAXP test)
may be used as the nth hypothesis in a :rewrite rule whose :corollary is (implies (and hyp1 ... hypn ... hypk) (equiv lhs rhs)) provided test is a term, test contains at least one variable, and every variable occuring freely in test occurs freely in lhs or in some hypi, i<n. Formally, syntaxp is a function of one argument; syntaxp always returns t and so may be added as a vacuous hypothesis. However, the test ``inside'' the syntaxp form is actually treated as a meta-level proposition about the proposed instantiation of the rule's variables and that proposition must evaluate to true (non-nil) to ``establish'' the syntaxp hypothesis.

We illustrate this by slightly elaborating the example given above. Consider a :rewrite rule whose :corollary is:

(IMPLIES (AND (RATIONALP X)
              (SYNTAXP (NOT (AND (CONSP X) (EQ (CAR X) 'NORM)))))
         (EQUAL (LXD X) (LXD (NORM X))))
How is this rule applied to (lxd (trn a b))? First, we form a substitution that instantiates the left-hand side of the conclusion of the rule so that it is identical to the target term. In the present case, the substitution replaces x with (trn a b). Then we backchain to establish the hypotheses, in order. Ordinarily this means that we instantiate each hypothesis with our substitution and then attempt to rewrite the resulting instance to true. Of course, most users are aware of some exceptions to this general rule. For example, if a hypothesis contains a ``free-variable'' -- one not bound by the current substitution -- we attempt to extend the substitution by searching for an instance of the hypothesis among known truths. Forced hypotheses are another exception to the general rule of how hypotheses are relieved. Hypotheses marked with syntaxp, as in (syntaxp test), are also exceptions. Instead of instantiating the hypothesis and trying to establish it, we evaluate test in an environment in which its variable symbols are bound to the quotations of the terms to which those variables are bound in the instantiating substitution. In the case in point, we evaluate the test
 (NOT (AND (CONSP X) (EQ (CAR X) 'NORM)))
in an environment where x is bound to '(trn a b), i.e., the list of length three whose car is the symbol 'trn. Thus, the test returns t because x is a consp and its car is not the symbol 'norm. When the syntaxp test evaluates to t, we consider the syntaxp hypothesis to have been established; this is sound because (syntaxp test) is t regardless of test. If the test evaluates to nil (or fails to evaluate because of guard violations) we act as though we cannot establish the hypothesis and abandon the attempt to apply the rule; it is always sound to give up.

Note that the test of a syntaxp hypothesis does not deal with the meaning or semantics or values of the terms but with their syntactic forms. In the example above, the syntaxp hypothesis allows the rule to be applied to every target of the form (lxd u), provided (rationalp u) can be established and u is not of the form (norm v). Observe that without this syntactic restriction the rule above could loop producing a sequence of increasingly complex targets (lxd a), (lxd (norm a)), (lxd (norm (norm a))), etc. An intuitive reading of the rule might be ``norm the argument of lxd (when it is rationalp) unless it has already been normed.''

Another common syntactic restriction is

  (SYNTAXP (AND (CONSP X) (EQ (CAR X) 'QUOTE))).
A rule with such a hypothesis can be applied only if x is bound to a specific constant. Thus, if x is 23 (which is actually represented internally as (quote 23)), the test evaluates to t; but if x is (+ 11 12) it evaluates to nil (because (car x) is the symbol '+). It is often desirable to delay the application of a rule until certain subterms are in some kind of normal form so that the application doesn't produce excessive case splits.